The Capital Markets Bureau is located in the NAIC's Capital Markets & Investment Analysis Office in New York City. Its mission is to support state insurance departments and other NAIC staff on matters affecting the regulation of investment activities at state regulated insurance companies.
The Capital Markets Daily Newsletter & Special Reports:
Capital Markets Special Reports are available to regulators and the public. These reports focus on detailed and specific analysis of issues that have the potential of impacting insurance company investment portfolios.
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The Capital Markets Daily Newsletter is a REGULATOR ONLY email distributed at the conclusion of each day. It provides brief summaries of financial market performance and the developments that impacted it. It is occasionally supplemented with additional summaries that aggregate significant items affecting insurers and regulators. Regulators receiving this newsletter will also receive the Capital Markets Special Reports.
Subscribe [Regulator Only]
Investment Analysis: As requested by state insurance regulators, the Capital Markets Bureau provides a number of services – (1) Investment Analysis Reports; (2) Detailed Asset Reviews; (3) Derivatives Use Plan Reviews; (4) On-Site Examination Support; and (5) On-Site Investment Seminars and Training. States may request an Investment Analysis Report.
Investment Analysis Report Request [States only]
For other support and services, state insurance departments should contact the Capital Markets Bureau by sending an email to Edward Toy at email@example.com.
CLICK HERE for a more complete description of Capital Market Bureau services.