Retirement Security Initiative

Use this new online tool to help find a lost life insurance policy. For more about life insurance visit the consumer education resources at Insure U.


Individual/company Licensing & filing

National Insurance Producer Registry (NIPR)
Tools to make the producer licensing process more efficient and uniform. Includes the Producer Database and Appointments and Terminations.

State Licensing Handbook
This handbook is based on the Producer Licensing Model Act (MDL-218), the Uniform Resident Licensing Standards and other guidelines.

UCAA — Uniform Certificate of Authority Application
Includes links to UCAA applications, instructions, individual state requirements, forms, training resources and FAQs.

Company Code Application
Apply for an NAIC company code number

Rates and Forms Filing — Speed to Market

Speed to Market Filing Suggestion Form
Click the above link to propose enhancements to NAIC's Speed to Market Filing initiatives.

System for Electronic Rate and Form Filing (SERFF)
A web-based electronic filing system designed to improve the efficiency of the rate and form filing and approval process.

RATE & FORM FILING

State Rate and Form Filing Review Requirements

Public Lead State Report

NAIC Uniform Review Standards Checklists

Transmittal Documents

Uniform Product Coding Matrices, Effective January 1, 2016:
   Property and Casualty
   Life, Accident/Health, Annuity, Credit

Product Requirements Locator (PRL)
Generates a report showing regulatory requirements for specific product filings.
PRL Contacts

Self Certification

NAIC Loss Cost Bulletins

International insurers:
SURPLUS LINES (C) WORKING GROUP

Quarterly Listing of Alien Insurers

Company Applications

Alien ID Number Application

Company Annual Filings

Lloyd's Applications

Lloyd's Annual Filings