• Sessions
    & Presentations 
  • Registration

  • Speakers

  • Housing

  • Exhibitors

2015 Summary of Sessions - Brief Description

2015 Schedule of Sessions - By Day

2015 Presentations & Presenter Biographies
(login and password required)

CPE LogoNAIC is registered with National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.


NAIC Education Logo Special information for NAIC APIR, PIR, SPIR, and IPIR Designees
This program is pre-qualified for Designation Renewal Credits (DRCs).  If you currently hold an NAIC APIR, PIR, SPIR, or IPIR designation and are pursuing continuing education credit to maintain it, you may be awarded credits for your participation in this program.  To receive your certificate, you must meet the attendance and participation equirements.  Requirements include [example: completion of a post-session evaluation and the accurate and complete recording of all attendance monitoring passwords on that evaluation.]


Fee includes materials, coffee breaks, continental breakfasts Wednesday - Friday, and lunch Wednesday and Thursday.

Early Bird*/Regular
State Insurance Department Staff
Other Regulators (State, Federal, Int’l)

With four registrations from your organization the 5th is FREE!

Registrations cannot be shared. Substitutions from the same organization are acceptable and may be accepted up to one week prior to start of event. No partial registration fees. Not transferable to other meetings or programs. Discount available for multiple registrations from the same company, see “Register by Check” below.


Online Registration

Register by Check

2015 Attendee List (6/2/15)


Cancellations will be assessed a $100 cancellation fee if received by May 4, 2015. The cancellation must be in writing and mailed, emailed or faxed to:

NAIC–FRS Education Dept.
1100 Walnut Street, Suite 1500
Kansas City, MO 64108
Fax: 816-460-7813
email: FRSTraining@naic.org

No conference refunds will be made for requests received after May 4, 2015


Requests for information regarding administrative policies and/or complaints should be directed to:

NAIC–FRS Education Dept.
1100 Walnut Street, Suite 1500
Kansas City, MO 64108
Fax: 816-460-7813
Email: FRSTraining@naic.org

NAIC is registered with NASBA as a sponsor of continuing professional education. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Website: www.nasba.org.


The Summit is presented as a group-live event.  All sessions utilize a combination of lecture and discussion. Participants can download a copy of session presentations by navigating to http://www.naic.org/frs_financial_summit and choosing the sessions & presentations tab. A login and password will be required and provided to registered participants. 


The Financial Summit is designed to provide a basic learning experience. No specific prerequisites and/or advance preparation for the sessions are required. Room monitors scan attendees at the beginning of each session. If someone leaves prior to the end of the session, the monitors will scan the attendee’s badge out, and back in if applicable.





Rick Boxx
The "Integrity Coach"


John Mallery
Mallery Technical Training and Consulting, Inc.

Kansas City Marriott Downtown
200 West 12th Street
Kansas City, MO 64105
Rate: $139/night

All room rates may be subject to taxes, fees and/or surcharges.

Room reservations can only be made ONLINE using a special NAIC reservations page. Call-in reservations to the hotel will not be accepted. Once registration has been completed, you will receive a link to register at the hotel in your email confirmation. Reserved room block may be sold out prior to the conference. Arrival/departure date changes should be made directly with the hotel, which will be subject to a rate increase and availability after the initial reservation.

For reservation changes or cancellations please contact the hotel directly.

All room rates may be subject to taxes, fees and/or surcharges. The NAIC reserves the right to change your reservation to the correct block, should your meeting registration not correspond with your chosen room block. Rooms cancelled within 72 hours (local time) of scheduled arrival may be charged one night's room and tax.


2015 Exhibitors




The Financial Regulatory Services division would like to offer you the unique opportunity to be an exhibitor.

Exhibitor Application

Exhibitor Levels

There are a limited number of exhibitorships available.

The BENEFITS of being an EXHIBITOR may include the following:

  • Your own scheduled speaking session (based on Exhibitor level);
  • Display of your company name and logo on the NAIC Financial Summit web page prior to and during the Summit;
  • Your company name and logo displayed on main exhibitor boards;
  • Your company name and logo published in the conference guide;
  • Exhibitors’ display area;
  • Conference registration (based on Exhibitor level); and
  • Exposure for your company at the food/beverage breaks during the Financial Summit including: Continental Breakfasts Monday, Tuesday and Wednesday mornings, Lunch on Monday and Tuesday, and Coffee Service/Breaks on all days.

The Summit will be two and one-half days - More opportunities to meet with attendees.

The speaking session during the Summit is intended to be used for sales and marketing to industry attendees, product demonstrations, etc.

We truly hope that you will utilize this opportunity to reach regulators and industry with your company’s distinctive message.

The Financial Summit is THE source for expert, up-to-date information on many of the current NAIC financial initiatives existing for NAIC members and the insurance industry.


We look forward to seeing you in
Kansas City, MO!

Dress Code:
The Financial Summit is business casual.

For Questions, Contact:

  Linda Hunsucker
Supervisor, FRS Publications
and Programs
  Sherry L. Flippo, CPA
Financial Program Manager
Produced by NAIC’s Financial Regulatory Services Department
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